SVP, Associate General Counsel

Remote, Worldwide

SUMMARY

As the Department Head of Legal Administration, the SVP, Associate General Counsel is responsible for developing strong working relationships with the other department heads within Ultimus and delivering quality Legal Administration services to assigned clients.

KEY ACCOUNTABILITIES

Provides strategic leadership within the Legal Administration Department that is consistent with Ultimus’ mission and values.

Leads the resolution of routine and complex client service issues and issues with potential liability to Ultimus; brings such issues to the attention of senior management and resolves such issues with input from senior management.

Provides sales, due diligence and onboarding support to Ultimus Business Development Department and will make presentations to prospective clients, and research and prepare memoranda and reports on general industry issues not related to specific clients.

Supervises the preparation of (or, if appropriate, prepares) client registration statement updates.

Supervises the preparation of (or, if appropriate, prepares) all other client SEC filings.

Leads the preparation/distribution of (or, if appropriate, prepares/distributes) all client...